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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 18.41 | 12/09/2005 | A | 4,498 | (3) | 12/09/2012 | common stock | 4,498 | $ 0 | 4,498 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CARLSON ALLEN J 1500 WEST UNIVERSITY PARKWAY SARASOTA, FL 34243 |
X | President, CEO |
Gregory C. Yadley, as Attorney-in-Fact for ALLEN J. CARLSON | 12/13/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,804 shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (1,197 shares during the first two quarters of 2005, 599 shares issued on the shares held in the Employee Stock Purchase Plan as a result of one-for-two stock dividend declared in June 2005, payable on July 15, 2005, to shareholders of record on June 30, 2005, and an additional purchase of 8 shares during the quarter ended September 30, 2005). |
(2) | Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan. |
(3) | Options exercisable as follows: 899 shares on 12/09/06; an additional 899 shares on 12/09/07; an additional 900 shares on 12/09/08; an additional 900 shares on 12/09/09; and an additional 900 shares on 12/09/10. |