1. Name and Address of Reporting Person * |
KOSKI CHRISTINE L |
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2. Issuer Name and Ticker or Trading Symbol SUN HYDRAULICS CORP [SNHY]
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5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
__X__ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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3. Date of Earliest Transaction (Month/Day/Year) 07/19/2011 |
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4. If Amendment, Date Original Filed(Month/Day/Year)
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6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock
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07/19/2011 |
|
S(1)
|
|
3,149
|
D
|
$
33.5409
(2)
|
4,081,150
(3)
|
D
(4)
|
|
Common Stock
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07/20/2011 |
|
S(1)
|
|
200
|
D
|
$
33.515
(5)
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4,080,950
|
D
(4)
|
|
Common Stock
|
07/19/2011 |
|
S(6)
|
|
2,925
|
D
|
$
33.5401
(7)
|
78,411
(8)
|
D
(9)
|
|
Common Stock
|
07/20/2011 |
|
S(6)
|
|
200
|
D
|
$
33.515
(10)
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78,211
|
D
(9)
|
|
Common Stock
|
|
|
|
|
|
|
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375,285
(11)
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D
(12)
|
|
Common Stock
|
|
|
|
|
|
|
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443,953.427
(13)
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D
(14)
|
|
Common Stock
|
|
|
|
|
|
|
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230,550
(15)
|
D
(16)
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Common Stock
|
|
|
|
|
|
|
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4,800
(17)
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I
(18)
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BY KOSKI MANAGEMENT, INC.
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Koski Family Limited Partnership on June 27, 2011. |
(2) |
The range of prices for the transactions reported is $33.50 - $33.57. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(3) |
Includes 1,361,433 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011. |
(4) |
Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership. |
(5) |
The range of prices for the transactions reported is $33.50 - $33.53. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(6) |
Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Robert C. Koski on June 27, 2011. |
(7) |
The range of prices for the transactions reported is $33.50 - $33.58. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(8) |
Includes 27,112 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011. |
(9) |
Shares owned directly by Robert C. Koski. |
(10) |
The range of prices for the transactions reported is $33.50 - $33.53. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(11) |
Includes 125,095 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011. |
(12) |
Shares owned directly by Christine L. Koski. |
(13) |
Includes 147,984 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011. |
(14) |
Shares owned directly by Beverly Koski. |
(15) |
Includes 76,850 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011. |
(16) |
Shares owned directly by Thomas L. Koski. |
(17) |
Includes 1,600 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011. |
(18) |
Shares owned indirectly by Beverly Koski. |