1. Name and Address of Reporting Person * |
KOSKI CHRISTINE L |
|
2. Issuer Name and Ticker or Trading Symbol SUN HYDRAULICS CORP [SNHY]
|
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
__X__ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
|
|
|
3. Date of Earliest Transaction (Month/Day/Year) 01/31/2012 |
|
4. If Amendment, Date Original Filed(Month/Day/Year)
|
6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|
1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock
|
01/31/2012 |
|
S(1)
|
|
15,837
|
D
|
$
28.2374
(2)
|
4,018,258
|
D
(3)
|
|
Common Stock
|
01/31/2012 |
|
S(4)
|
|
5,415
|
D
|
$
28.2363
(5)
|
327,778
|
D
(6)
|
|
Common Stock
|
02/01/2012 |
|
S(4)
|
|
12,712
|
D
|
$
29.376
(7)
|
315,066
|
D
(6)
|
|
Common Stock
|
02/01/2012 |
|
S(8)
|
|
12,755
|
D
|
$
29.3739
(9)
|
25,657
|
D
(10)
|
|
Common Stock
|
|
|
|
|
|
|
|
443,953.427
|
D
(11)
|
|
Common Stock
|
|
|
|
|
|
|
|
230,550
|
D
(12)
|
|
Common Stock
|
|
|
|
|
|
|
|
4,800
|
I
(13)
|
BY KOSKI MANAGEMENT, INC.
|
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Koski Family Limited Partnership on December 28, 2011. |
(2) |
The range of prices for the transactions reported is $28.06 - $28.50. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(3) |
Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership. |
(4) |
Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Christine Koski on December 28, 2011. |
(5) |
The range of prices for the transactions reported is $28.06 - $28.50. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(6) |
Shares owned directly by Christine L. Koski. |
(7) |
The range of prices for the transactions reported is $29.00 - $29.66. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(8) |
Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Robert C. Koski on December 23, 2011. |
(9) |
The range of prices for the transactions reported is $29.00 - $29.66. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
(10) |
Shares owned directly by Robert C. Koski. |
(11) |
Shares owned directly by Beverly Koski. |
(12) |
Shares owned directly by Thomas L. Koski. |
(13) |
Shares owned indirectly by Beverly Koski. |