Exhibit 1.01
Sun Hydraulics Corporation d/b/a Helios Technologies Inc.
Conflict Minerals Report
For the year ended December 31, 2018
Introduction
This report for the year ended December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Company Overview
Sun Hydraulics Corporation d/b/a Helios Technologies (“Helios,” the “Company,” “we,” “our” or “us”), founded in 1970 as Sun Hydraulics Corporation in Sarasota, FL, is an industrial technology leader that develops and manufactures solutions for both the hydraulics and electronics markets. In the hydraulics market, we are a leading manufacturer of high-performance screw-in hydraulic cartridge valves, electro-hydraulics, manifolds, and integrated package solutions for the worldwide industrial and mobile hydraulics markets. In the electronics market, operating under the brands of Enovation Controls, Murphy, Zero Off and HCT, we are a global provider of innovative electronic control, display and instrumentation solutions for both recreational and off-highway vehicles, as well as stationery and power generation equipment.
Conflict Minerals Disclosure
We have prepared a Conflict Minerals Report to submit as an exhibit of our SEC filing and Disclosure; which is available at www.heliostechnologies.com under “Investors” in the “Governance” section.
Item 1.01 – Conflict Minerals Disclosure and Report
Product Description
Helios identified the following products as those containing 3TG:
|
Product Description |
Used In |
Finished Product |
|
Solder |
Circuit Boards and Cable |
IR embedded amplifier |
|
Pin |
Circuit Boards |
XMD Series |
|
Connectors |
Coils and Circuit Boards |
Coils |
|
Tantalum Capacitor |
Circuit Boards |
Displays |
|
Integrated Circuit Boards |
Circuit Boards |
Panels |
|
Circuit Board Assemblies |
Circuit Boards |
I/O modules |
|
M7 Tool Steel |
Form Tools and Taps |
Hydraulics controls |
|
Cable |
Cable |
Monitoring Instruments |
Due Diligence
|
A. |
Environment |
Helios established a management system for compliance with regulations related to conflict minerals. The management system includes the development of a cross-functional team to implement the conflict minerals compliance strategy. The team consists
1
of members from supply chain, finance, legal, and operations, and is overseen by the Chief Financial Officer. Senior leadership is informed of the due diligence efforts on a regular basis. As part of the conflict minerals compliance program, Helios has established a supplier solicitation, documentation, and record maintenance and retention program, ensuring documentation is maintained electronically.
|
B. |
Reasonable Country of Origin Inquiry (“RCOI”) |
Helios designed its due diligence framework to conform in material respects with The Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for 3TG.
We assembled an internal team of representatives from Supply Chain, Legal & Compliance, and Finance. We analyzed the chemical composition of products, identifying those in which conflict minerals were known or thought to be used, and identified products or manufacturing materials which may contain conflict minerals along with the associated suppliers in scope.
We surveyed those suppliers via electronic solicitation for their conflict minerals program, along with products and materials data with the aid of an independent research consultant using the template developed jointly by the companies of the Electronic Industry Citizenship Coalition® (“EICC®”) and The Global e-Sustainability Initiative (“GeSI”), known as the Responsible Materials Initiative Reporting Template (the Template).
Following the initial introductions to the program and information request, a reminder email and call were sent to each non-responsive supplier requesting survey completion. An escalation process was initiated for suppliers who continued to be non-responsive after the above contacts were made, explaining their perceived involvement with 3TG or 3TG sourcing activity and their obligation to supply data.
The assessment methodology and conclusions were reviewed by Helios’ independent counsel.
|
C. |
Respondent analysis |
Analysis was conducted to determine validity of the reported smelters/refiners and compile our findings:
|
|
• |
Whether the respondent has an established conflict minerals policy |
|
|
• |
Presence on either the Responsible Mineral Initiative’s Responsible Minerals Assurances Process “RMAP”-conformant list or active-smelter list |
|
|
• |
Subsequent “de-listing” from the 2018 RMI active smelter list |
|
|
• |
Product-specific confirmation from suppliers reporting company-wide results |
|
|
• |
Research on named company/organization websites and third-party review services for participation in smelting or refining activities |
|
|
• |
Review of publicly available corporate profile, non-government organization, and media websites |
The aggregate supplier response rate for 2018 was 68%.
The assessment methodology and conclusions contained herein were reviewed by Helios’s independent counsel, Shumaker, Loop & Kendrick, LLP.
Supplier Data Results
Based on the data obtained from our suppliers and otherwise obtained through the diligence process described above, we
2
believe that the facilities used to process the necessary conflict minerals contained in our products include the compiled smelters and refiners. While Helios cannot conclude all origins of the 3TG in all of our products, materials used in production have been reasonably determined to originate from eight smelters in adjoining countries.
The following table depicts the status of our efforts to determine the smelters and refiners in our supply chain as of December 31, 2018 for 3TG used in our products:
|
|
Gold |
Tantalum |
Tin |
Tungsten |
|
Received responses |
154 |
42 |
90 |
64 |
|
RMAP-Conformant |
68% |
76% |
61% |
66% |
|
Active Smelter* |
24% |
21% |
37% |
23% |
*Note: ‘Active Smelter’ is defined as a 2018 RMI-listed smelter but is not known to be RMAP-conformant.
Risk Mitigation
We will continue to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in our products could benefit armed groups in the DRC or adjoining countries:
|
|
a. |
Include a conflict minerals clause in any new or renewed supplier agreements |
|
|
b. |
Engage with suppliers and direct them to training resources to encourage an increase in response rate and improve the content of the supplier survey responses |
|
|
c. |
Engage and encourage any of our suppliers found to be supplying 3TG from sources known or suspected to support conflict in the DRC or any adjoining country to establish an alternative source of 3TG that does not support such conflict, along with further evaluation of future business with any supplier not taking any beneficial action |
|
|
d. |
Work with relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance |
Note Regarding Statements of Future Activities
This Conflict Minerals Report contains forward-looking statements, including statements about future plans to improve due diligence regarding supplier responsiveness and to seek supplier commitments in this regard. Except as may be required by law, we undertake no obligation to update forward-looking statements to reflect future events or circumstances.
These forward-looking statements also involve known and unknown risks, uncertainties, and other factors that could cause actual events to differ materially from our expectations. These forward-looking statements are based on information available as of the date of this Conflict Mineral Report and are based on management’s current views and assumptions.
Such risks and uncertainties include the veracity of information directly or indirectly provided to us by others and expectations regarding future smelter and refiner participation in conflict-free verification regimens.
3
Exhibit A: Smelters and Refiners understood to be known in the Helios supply chain, as of December 31, 2018
|
Gold |
Abington Reldan Metals, LLC |
UNITED STATES OF AMERICA |
|
Gold |
Advanced Chemical Company |
UNITED STATES OF AMERICA |
|
Gold |
African Gold Refinery |
UGANDA |
|
Gold |
Aida Chemical Industries Co., Ltd. |
JAPAN |
|
Gold |
Al Etihad Gold Refinery DMCC |
UNITED ARAB EMIRATES |
|
Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. |
GERMANY |
|
Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
UZBEKISTAN |
|
Gold |
AngloGold Ashanti Córrego do Sítio Mineração |
BRAZIL |
|
Gold |
Argor-Heraeus S.A. |
SWITZERLAND |
|
Gold |
Asahi Pretec Corp. |
JAPAN |
|
Gold |
Asahi Refining Canada Ltd. |
CANADA |
|
Gold |
Asahi Refining USA Inc. |
UNITED STATES OF AMERICA |
|
Gold |
Asaka Riken Co., Ltd. |
JAPAN |
|
Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TURKEY |
|
Gold |
AU Traders and Refiners |
SOUTH AFRICA |
|
Gold |
Aurubis AG |
GERMANY |
|
Gold |
Bangalore Refinery |
INDIA |
|
Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
PHILIPPINES |
|
Gold |
Boliden AB |
SWEDEN |
|
Gold |
C. Hafner GmbH + Co. KG |
GERMANY |
|
Gold |
Caridad |
MEXICO |
|
Gold |
CCR Refinery - Glencore Canada Corporation |
CANADA |
|
Gold |
Cendres + Métaux S.A. |
SWITZERLAND |
|
Gold |
Chimet S.p.A. |
ITALY |
|
Gold |
Chugai Mining |
JAPAN |
|
Gold |
Daejin Indus Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Daye Non-Ferrous Metals Mining Ltd. |
CHINA |
|
Gold |
Degussa Sonne / Mond Goldhandel GmbH |
GERMANY |
|
Gold |
DODUCO Contacts and Refining GmbH |
GERMANY |
|
Gold |
Dowa |
JAPAN |
|
Gold |
DS PRETECH Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
DSC (Do Sung Corporation) |
KOREA, REPUBLIC OF |
|
Gold |
Eco-System Recycling Co., Ltd. |
JAPAN |
|
Gold |
Emirates Gold DMCC |
UNITED ARAB EMIRATES |
|
Gold |
Fidelity Printers and Refiners Ltd. |
ZIMBABWE |
|
Gold |
Geib Refining Corporation |
UNITED STATES OF AMERICA |
|
Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. |
CHINA |
|
Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
CHINA |
|
Gold |
Guangdong Jinding Gold Limited |
CHINA |
|
Gold |
Gujarat Gold Centre |
INDIA |
|
Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
CHINA |
|
Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHINA |
|
Gold |
HeeSung Metal Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Heimerle + Meule GmbH |
GERMANY |
|
Gold |
Heraeus Metals Hong Kong Ltd. |
CHINA |
|
Gold |
Heraeus Precious Metals GmbH & Co. KG |
GERMANY |
|
Gold |
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
|
Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
CHINA |
|
Gold |
HwaSeong CJ Co., Ltd. |
KOREA, REPUBLIC OF |
4
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CHINA |
|
|
Gold |
Ishifuku Metal Industry Co., Ltd. |
JAPAN |
|
Gold |
Istanbul Gold Refinery |
TURKEY |
|
Gold |
Italpreziosi |
ITALY |
|
Gold |
Japan Mint |
JAPAN |
|
Gold |
Jiangxi Copper Co., Ltd. |
CHINA |
|
Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant* |
RUSSIAN FEDERATION |
|
Gold |
JSC Uralelectromed* |
RUSSIAN FEDERATION |
|
Gold |
JX Nippon Mining & Metals Co., Ltd. |
JAPAN |
|
Gold |
Kaloti Precious Metals |
UNITED ARAB EMIRATES |
|
Gold |
Kazakhmys Smelting LLC |
KAZAKHSTAN |
|
Gold |
Kazzinc |
KAZAKHSTAN |
|
Gold |
Kennecott Utah Copper LLC |
UNITED STATES OF AMERICA |
|
Gold |
KGHM Polska Miedź Spółka Akcyjna |
POLAND |
|
Gold |
Kojima Chemicals Co., Ltd. |
JAPAN |
|
Gold |
Korea Zinc Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Kyrgyzaltyn JSC |
KYRGYZSTAN |
|
Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
RUSSIAN FEDERATION |
|
Gold |
L'azurde Company For Jewelry |
SAUDI ARABIA |
|
Gold |
Lingbao Gold Co., Ltd. |
CHINA |
|
Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHINA |
|
Gold |
L'Orfebre S.A. |
ANDORRA |
|
Gold |
LS-NIKKO Copper Inc. |
KOREA, REPUBLIC OF |
|
Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CHINA |
|
Gold |
Marsam Metals |
BRAZIL |
|
Gold |
Materion |
UNITED STATES OF AMERICA |
|
Gold |
Matsuda Sangyo Co., Ltd. |
JAPAN |
|
Gold |
Metalor Technologies (Hong Kong) Ltd. |
CHINA |
|
Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
SINGAPORE |
|
Gold |
Metalor Technologies (Suzhou) Ltd. |
CHINA |
|
Gold |
Metalor Technologies S.A. |
SWITZERLAND |
|
Gold |
Metalor USA Refining Corporation |
UNITED STATES OF AMERICA |
|
Gold |
Metalúrgica Met-Mex Peñoles S.A. De C.V. |
MEXICO |
|
Gold |
Mitsubishi Materials Corporation |
JAPAN |
|
Gold |
Mitsui Mining and Smelting Co., Ltd. |
JAPAN |
|
Gold |
MMTC-PAMP India Pvt., Ltd. |
INDIA |
|
Gold |
Modeltech Sdn Bhd |
MALAYSIA |
|
Gold |
Morris and Watson |
NEW ZEALAND |
|
Gold |
Moscow Special Alloys Processing Plant |
RUSSIAN FEDERATION |
|
Gold |
Nadir Metal Rafineri San. Ve Tic. A.Ş. |
TURKEY |
|
Gold |
Navoi Mining and Metallurgical Combinat |
UZBEKISTAN |
|
Gold |
NH Recytech Company |
KOREA, REPUBLIC OF |
|
Gold |
Nihon Material Co., Ltd. |
JAPAN |
|
Gold |
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH |
AUSTRIA |
|
Gold |
Ohura Precious Metal Industry Co., Ltd. |
JAPAN |
|
Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
RUSSIAN FEDERATION |
|
Gold |
OJSC Novosibirsk Refinery |
RUSSIAN FEDERATION |
5
|
PAMP S.A. |
SWITZERLAND |
|
|
Gold |
Pease & Curren |
UNITED STATES OF AMERICA |
|
Gold |
Penglai Penggang Gold Industry Co., Ltd. |
CHINA |
|
Gold |
Planta Recuperadora de Metales SpA |
CHILE |
|
Gold |
Prioksky Plant of Non-Ferrous Metals |
RUSSIAN FEDERATION |
|
Gold |
PT Aneka Tambang (Persero) Tbk |
INDONESIA |
|
Gold |
PX Précinox S.A. |
SWITZERLAND |
|
Gold |
QG Refining, LLC |
UNITED STATES OF AMERICA |
|
Gold |
Rand Refinery (Pty) Ltd. |
SOUTH AFRICA |
|
Gold |
Refinery of Seemine Gold Co., Ltd. |
CHINA |
|
Gold |
Remondis Argentia B.V. |
NETHERLANDS |
|
Gold |
Republic Metals Corporation |
UNITED STATES OF AMERICA |
|
Gold |
Royal Canadian Mint |
CANADA |
|
Gold |
SAAMP |
FRANCE |
|
Gold |
Sabin Metal Corp. |
UNITED STATES OF AMERICA |
|
Gold |
Safimet S.p.A |
ITALY |
|
Gold |
SAFINA A.S.* |
CZECH REPUBLIC |
|
Gold |
Sai Refinery |
INDIA |
|
Gold |
Samduck Precious Metals |
KOREA, REPUBLIC OF |
|
Gold |
SAMWON Metals Corp. |
KOREA, REPUBLIC OF |
|
Gold |
SAXONIA Edelmetalle GmbH |
GERMANY |
|
Gold |
SEMPSA Joyería Platería S.A. |
SPAIN |
|
Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
CHINA |
|
Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CHINA |
|
Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
CHINA |
|
Gold |
Singway Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
|
Gold |
Super Dragon Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
|
Gold |
8853 S.p.A. |
ITALY |
|
Gold |
Henan Yuguang Gold & Lead Co., Ltd. |
CHINA |
|
Gold |
Shandong Humon Smelting Co., Ltd. |
CHINA |
|
Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
CHINA |
|
Gold |
Zhongkuang Gold Industry Co., Ltd. |
CHINA |
|
Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
RUSSIAN FEDERATION |
|
Gold |
Solar Applied Materials Technology Corp. |
TAIWAN, PROVINCE OF CHINA |
|
Gold |
State Research Institute Center for Physical Sciences and Technology |
LITHUANIA |
|
Gold |
Sudan Gold Refinery |
SUDAN |
|
Gold |
Sumitomo Metal Mining Co., Ltd. |
JAPAN |
|
Gold |
SungEel HiMetal Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
T.C.A S.p.A |
ITALY |
|
Gold |
Tanaka Kikinzoku Kogyo K.K. |
JAPAN |
|
Gold |
The Refinery of Shandong Gold Mining Co., Ltd. |
CHINA |
|
Gold |
Tokuriki Honten Co., Ltd. |
JAPAN |
|
Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
CHINA |
|
Gold |
Tony Goetz NV |
BELGIUM |
|
Gold |
TOO Tau-Ken-Altyn |
KAZAKHSTAN |
|
Gold |
Torecom |
KOREA, REPUBLIC OF |
|
Gold |
Umicore Brasil Ltda. |
BRAZIL |
|
Gold |
Umicore Precious Metals Thailand |
THAILAND |
|
Gold |
Umicore S.A. Business Unit Precious Metals Refining |
BELGIUM |
6
|
United Precious Metal Refining, Inc. |
UNITED STATES OF AMERICA |
|
|
Gold |
Universal Precious Metals Refining Zambia |
ZAMBIA |
|
Gold |
Valcambi S.A. |
SWITZERLAND |
|
Gold |
Western Australian Mint (T/a The Perth Mint) |
AUSTRALIA |
|
Gold |
WIELAND Edelmetalle GmbH |
GERMANY |
|
Gold |
Yamakin Co., Ltd. |
JAPAN |
|
Gold |
Yokohama Metal Co., Ltd. |
JAPAN |
|
Gold |
Yunnan Copper Industry Co., Ltd. |
CHINA |
|
Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CHINA |
|
Tantalum |
Asaka Riken Co., Ltd. |
JAPAN |
|
Tantalum |
Changsha South Tantalum Niobium Co., Ltd. |
CHINA |
|
Tantalum |
Conghua Tantalum and Niobium Smeltry |
CHINA |
|
Tantalum |
D Block Metals, LLC |
UNITED STATES OF AMERICA |
|
Tantalum |
Exotech Inc. |
UNITED STATES OF AMERICA |
|
Tantalum |
F&X Electro-Materials Ltd. |
CHINA |
|
Tantalum |
FIR Metals & Resource Ltd. |
CHINA |
|
Tantalum |
Global Advanced Metals Aizu |
JAPAN |
|
Tantalum |
Global Advanced Metals Boyertown |
UNITED STATES OF AMERICA |
|
Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. |
CHINA |
|
Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. |
CHINA |
|
Tantalum |
H.C. Starck Co., Ltd. |
THAILAND |
|
Tantalum |
H.C. Starck Hermsdorf GmbH |
GERMANY |
|
Tantalum |
H.C. Starck Inc. |
UNITED STATES OF AMERICA |
|
Tantalum |
H.C. Starck Ltd. |
JAPAN |
|
Tantalum |
H.C. Starck Smelting GmbH & Co. KG |
GERMANY |
|
Tantalum |
H.C. Starck Tantalum and Niobium GmbH |
GERMANY |
|
Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
CHINA |
|
Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
CHINA |
|
Tantalum |
Jiangxi Tuohong New Raw Material |
CHINA |
|
Tantalum |
Jiujiang Janny New Material Co., Ltd. |
CHINA |
|
Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHINA |
|
Tantalum |
Jiujiang Tanbre Co., Ltd. |
CHINA |
|
Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CHINA |
|
Tantalum |
KEMET Blue Metals |
MEXICO |
|
Tantalum |
KEMET Blue Powder |
UNITED STATES OF AMERICA |
|
Tantalum |
LSM Brasil S.A. |
BRAZIL |
|
Tantalum |
Metallurgical Products India Pvt., Ltd. |
INDIA |
|
Tantalum |
Mineração Taboca S.A. |
BRAZIL |
|
Tantalum |
Mitsui Mining & Smelting |
JAPAN |
|
Tantalum |
Molycorp Silmet A.S. |
ESTONIA |
|
Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
CHINA |
|
Tantalum |
NPM Silmet AS |
ESTONIA |
|
Tantalum |
Power Resources Ltd. |
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
|
Tantalum |
QuantumClean |
UNITED STATES OF AMERICA |
|
Tantalum |
Resind Indústria e Comércio Ltda. |
BRAZIL |
|
Tantalum |
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CHINA |
|
Tantalum |
Solikamsk Magnesium Works OAO |
RUSSIAN FEDERATION |
|
Tantalum |
Taki Chemicals |
JAPAN |
7
|
Telex Metals |
UNITED STATES OF AMERICA |
|
|
Tantalum |
Ulba Metallurgical Plant JSC |
KAZAKHSTAN |
|
Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. |
CHINA |
|
Tin |
Alpha |
UNITED STATES OF AMERICA |
|
Tin |
An Vinh Joint Stock Mineral Processing Company |
VIET NAM |
|
Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CHINA |
|
Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
CHINA |
|
Tin |
China Tin Group Co., Ltd. |
CHINA |
|
Tin |
China Yunnan Tin Co Ltd. |
CHINA |
|
Tin |
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA |
|
Tin |
Cooperativa Metalurgica de Rondonia Ltda. |
BRAZIL |
|
Tin |
CV Ayi Jaya |
INDONESIA |
|
Tin |
CV Dua Sekawan |
INDONESIA |
|
Tin |
CV Gita Pesona |
INDONESIA |
|
Tin |
CV Tiga Sekawan |
INDONESIA |
|
Tin |
CV United Smelting |
INDONESIA |
|
Tin |
CV Venus Inti Perkasa |
INDONESIA |
|
Tin |
Dowa |
JAPAN |
|
Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VIET NAM |
|
Tin |
EM Vinto |
BOLIVIA (PLURINATIONAL STATE OF) |
|
Tin |
Estanho de Rondônia S.A. |
BRAZIL |
|
Tin |
Fenix Metals |
POLAND |
|
Tin |
Funsur Smelter |
PERU |
|
Tin |
Gejiu Fengming Metallurgy Chemical Plant |
CHINA |
|
Tin |
Gejiu Jinye Mineral Company |
CHINA |
|
Tin |
Gejiu Kai Meng Industry and Trade LLC |
CHINA |
|
Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHINA |
|
Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CHINA |
|
Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
CHINA |
|
Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
CHINA |
|
Tin |
Guanyang Guida Nonferrous Metal Smelting Plant |
CHINA |
|
Tin |
HuiChang Hill Tin Industry Co., Ltd. |
CHINA |
|
Tin |
Huichang Jinshunda Tin Co., Ltd. |
CHINA |
|
Tin |
Jiangxi New Nanshan Technology Ltd. |
CHINA |
|
Tin |
Magnu's Minerais Metais e Ligas Ltda. |
BRAZIL |
|
Tin |
Malaysia Smelting Corporation (MSC) |
MALAYSIA |
|
Tin |
Melt Metais e Ligas S.A. |
BRAZIL |
|
Tin |
Metallic Resources, Inc. |
UNITED STATES OF AMERICA |
|
Tin |
Metallo Belgium N.V. |
BELGIUM |
|
Tin |
Metallo Spain S.L.U. |
SPAIN |
|
Tin |
Mineracao Taboca S.A. |
BRAZIL |
|
Tin |
Minsur |
PERU |
|
Tin |
Mitsubishi Materials Corporation |
JAPAN |
|
Tin |
Modeltech Sdn Bhd |
MALAYSIA |
|
Tin |
Nankang Nanshan Tin Manufactory Co., Ltd. |
CHINA |
|
Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
VIET NAM |
|
Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
THAILAND |
|
Tin |
O.M. Manufacturing Philippines, Inc. |
PHILIPPINES |
|
Tin |
OMSA |
BOLIVIA (PLURINATIONAL STATE OF) |
8
|
Operaciones Metalurgical S.A. |
BOLIVIA (PLURINATIONAL STATE OF) |
|
|
Tin |
Pongpipat Company Limited |
MYANMAR |
|
Tin |
PT Aries Kencana Sejahtera |
INDONESIA |
|
Tin |
PT Artha Cipta Langgeng |
INDONESIA |
|
Tin |
PT ATD Makmur Mandiri Jaya |
INDONESIA |
|
Tin |
PT Babel Inti Perkasa |
INDONESIA |
|
Tin |
PT Bangka Prima Tin |
INDONESIA |
|
Tin |
PT Bangka Serumpun |
INDONESIA |
|
Tin |
PT Bangka Tin Industry |
INDONESIA |
|
Tin |
PT Belitung Industri Sejahtera |
INDONESIA |
|
Tin |
PT Bukit Timah |
INDONESIA |
|
Tin |
PT DS Jaya Abadi |
INDONESIA |
|
Tin |
PT Eunindo Usaha Mandiri |
INDONESIA |
|
Tin |
PT Inti Stania Prima |
INDONESIA |
|
Tin |
PT Karimun Mining |
INDONESIA |
|
Tin |
PT Kijang Jaya Mandiri |
INDONESIA |
|
Tin |
PT Lautan Harmonis Sejahtera |
INDONESIA |
|
Tin |
PT Menara Cipta Mulia |
INDONESIA |
|
Tin |
PT Mitra Stania Prima |
INDONESIA |
|
Tin |
PT Panca Mega Persada |
INDONESIA |
|
Tin |
PT Premium Tin Indonesia |
INDONESIA |
|
Tin |
PT Prima Timah Utama |
INDONESIA |
|
Tin |
PT Refined Bangka Tin |
INDONESIA |
|
Tin |
PT Sariwiguna Binasentosa |
INDONESIA |
|
Tin |
PT Stanindo Inti Perkasa |
INDONESIA |
|
Tin |
PT Sukses Inti Makmur |
INDONESIA |
|
Tin |
PT Sumber Jaya Indah |
INDONESIA |
|
Tin |
PT Timah (Persero) Tbk Kundur |
INDONESIA |
|
Tin |
PT Timah (Persero) Tbk Mentok |
INDONESIA |
|
Tin |
PT Tinindo Inter Nusa |
INDONESIA |
|
Tin |
PT Tommy Utama |
INDONESIA |
|
Tin |
Resind Indústria e Comércio Ltda. |
BRAZIL |
|
Tin |
Rui Da Hung |
TAIWAN, PROVINCE OF CHINA |
|
Tin |
Soft Metais Ltda. |
BRAZIL |
|
Tin |
Super Ligas |
BRAZIL |
|
Tin |
Thailand Smelting & Refining Co Ltd |
THAILAND |
|
Tin |
Thaisarco |
THAILAND |
|
Tin |
Tin Technology & Refining |
UNITED STATES OF AMERICA |
|
Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
VIET NAM |
|
Tin |
White Solder Metalurgia e Mineracao Ltda. |
BRAZIL |
|
Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CHINA |
|
Tin |
Yunnan Tin Company Limited |
CHINA |
|
Tungsten |
A.L.M.T. TUNGSTEN Corp. |
JAPAN |
|
Tungsten |
ACL Metais Eireli |
BRAZIL |
|
Tungsten |
ALMT Corp |
JAPAN |
|
Tungsten |
Asia Tungsten Products Vietnam Ltd. |
VIET NAM |
|
Tungsten |
ATI Tungsten Materials |
UNITED STATES |
|
Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHINA |
|
Tungsten |
China National Nonferrous Industry Corp. |
CHINA |
|
Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHINA |
9
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHINA |
|
|
Tungsten |
Fujian Jinxin Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
CHINA |
|
Tungsten |
Global Tungsten & Powders Corp. |
UNITED STATES OF AMERICA |
|
Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
H.C. Starck Smelting GmbH & Co. KG |
GERMANY |
|
Tungsten |
H.C. Starck Tungsten GmbH |
GERMANY |
|
Tungsten |
HC Starck GmbH |
GERMANY |
|
Tungsten |
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
|
Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CHINA |
|
Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CHINA |
|
Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. |
CHINA |
|
Tungsten |
Hydrometallurg, JSC |
RUSSIAN FEDERATION |
|
Tungsten |
Japan New Metals Co., Ltd. |
JAPAN |
|
Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Rare Earth & Rare Metals Tungsten Group |
CHINA |
|
Tungsten |
Jiangxi Richsea New Materials Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Tungsten Co Ltd |
CHINA |
|
Tungsten |
Jiangxi Tungsten Co Ltd |
CHINA |
|
Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Kennametal Fallon |
UNITED STATES OF AMERICA |
|
Tungsten |
Kennametal Huntsville |
UNITED STATES OF AMERICA |
|
Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Moliren Ltd. |
RUSSIAN FEDERATION |
|
Tungsten |
Niagara Refining LLC |
UNITED STATES OF AMERICA |
|
Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
VIET NAM |
|
Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
PHILIPPINES |
|
Tungsten |
Hi-Temp Specialty Metals |
UNITED STATES |
|
Tungsten |
Wogen Resources Ltd. |
UNITED KINGDOM |
|
Tungsten |
Minipro AB - scrap |
SWEDEN |
|
Tungsten |
AB Ferrolgeringar |
SWEDEN |
|
Tungsten |
Dayu Weiliang Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
China Minmetals Nonferrous Metals Co, Ltd |
CHINA |
|
Tungsten |
Emei Hengdong |
CHINA |
|
Tungsten |
Jillin Sichuan |
CHINA |
|
Tungsten |
Hunan Changda Vanadium Tungsten Company |
CHINA |
|
Tungsten |
Specialty Metal Trading |
BELGIUM |
|
Tungsten |
Plansee |
AUSTRIA |
|
Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City |
CHINA |
10
|
Tejing (Vietnam) Tungsten Co., Ltd. |
VIET NAM |
|
|
Tungsten |
Unecha Refractory Metals Plant |
RUSSIAN FEDERATION |
|
Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd |
VIET NAM |
|
Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VIET NAM |
|
Tungsten |
Wolfram Bergbau und Hütten AG |
AUSTRIA |
|
Tungsten |
Woltech Korea Co., Ltd. |
KOREA, REPUBLIC OF |
|
Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
CHINA |
|
Tungsten |
Xiamen Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
CHINA |
|
Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHINA |
*Note: US Treasury sanctions were imposed upon these parties April 6, 2018, which is covered in this disclosure reporting period. Purchases are not made from these parties directly by or without the involvement of a Helios entity.
11