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Exhibit 1.01
Helios Technologies, Inc.
Conflict Minerals Report
For the year ended December 31, 2019
Introduction
This report for the period from January 1, 2019 through December 31, 2019 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the United States Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose products that are manufactured or contracted to be manufactured contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Company Overview
Helios Technologies, Inc. (“Helios”, the “Company”, “we”, “our”), together with its wholly-owned subsidiaries, is an industrial technology leader that develops and manufactures solutions for both the hydraulics and electronics markets. Sun Hydraulics, LLC (“Sun Hydraulics” or “Sun”), Enovation Controls, LLC (“Enovation Controls”), Faster S.r.l. (“Faster”) and Custom Fluidpower Pty Ltd (“Custom Fluidpower”), are the wholly-owned operating subsidiaries of Helios. The Company operates in two business segments: Hydraulics and Electronics.
There are three key technologies within the Hydraulics segment: cartridge valve technology (“CVT”), quick-release hydraulic coupling solutions (“QRC”) and hydraulic system design (“Systems”). CVT products provide functions important to a hydraulic system: to control rates and direction of fluid flow and to regulate and control pressures. QRC products allow users to connect and disconnect quickly from any hydraulic circuit without leakage and ensure high-performance under high temperature and pressure using one or multiple couplers. Systems provide engineered solutions for machine users, manufacturers or designers to fulfill complete system design requirements including electro-hydraulic, remote control, electronic control and programmable logic controller systems, as well as automation of existing equipment.
The Electronics segment provides complete, fully-tailored display and control solutions for engines, engine-driven equipment and specialty vehicles. This broad range of products is complemented by extensive application expertise and unparalleled depth of software, embedded programming, hardware and sustaining engineering teams. This technology is referred to as Electronic Controls (“EC”).
Due to the timing of their acquisitions, Faster S.r.l. and Custom Fluidpower were integrated into our 3TG reporting for the first time this year.
Conflict Minerals Disclosure
We have prepared a Conflict Minerals Report to submit as an exhibit of our SEC filing and Disclosure; which is available at www.heliostechnologies.com under “Investors” in the “Governance” section.
1
Item 1.01 – Conflict Minerals Disclosure and Report
Product Description
For the Reporting Period, Helios identified the following products manufactured or contracted to be manufactured by it as those containing 3TG:
|
Product Description |
Used In |
Finished Product |
|
Solder |
Circuit Boards and Cable |
IR embedded amplifier |
|
Pin |
Circuit Boards |
XMD Series |
|
Connectors |
Coils and Circuit Boards |
Coils |
|
Tantalum Capacitor |
Circuit Boards |
Displays |
|
Integrated Circuit Boards |
Circuit Boards |
Panels |
|
Circuit Board Assemblies |
Circuit Boards |
I/O modules |
|
M7 Tool Steel |
Form Tools and Taps |
Hydraulics controls |
|
Cable |
Cable |
Monitoring Instruments |
Due Diligence
A.Environment
Helios has established a management system for compliance with conflict minerals regulations. The management system includes the development of a cross-functional team to implement the conflict minerals compliance strategy, consisting of members from supply chain, finance, legal, and operations, overseen by the Chief Financial Officer. Senior leadership is informed of the due diligence efforts on a regular basis. A supplier solicitation, documentation, and electronic record maintenance and retention program has been established.
B.Reasonable Country of Origin Inquiry (“RCOI”)
Helios1 has designed its due diligence framework for the Reporting Period to conform in material respects with The Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for 3TG.
We assembled an internal team of representatives from supply chain, legal & compliance, engineering, and finance. We then analyzed the chemical composition of products, identifying those in which conflict minerals were known or thought to be used, and identified products or manufacturing materials which may contain conflict minerals along with their associated suppliers in scope.
We surveyed those suppliers via electronic solicitation regarding their conflict minerals programs, guided with products and materials data and with the aid of an independent research consultant using the template developed jointly by the companies of the Electronic Industry Citizenship Coalition® (“EICC®”) and The Global e-Sustainability Initiative (“GeSI”), known as the Responsible Materials Initiative Reporting Template (“the Template”).
Following the initial introductions to the program and information request, a reminder email and call were sent requesting survey completion to each non-responsive or unsatisfactory supplier. An escalation process was initiated for suppliers who continued to be non-responsive or non-conformant after the above contacts were made, explaining their suspected involvement with 3TG or 3TG sourcing activity and their obligation to supply data.
|
|
1 |
Sun Hydraulics Corporation officially changed its name to Helios Technologies, Inc. on June 14, 2019. |
2
Based on the results of the RCOI diligence process described above, we conducted a further analysis to determine the validity of the reported smelters/refiners and compiled our findings with respect to each of the following categories:
|
|
• |
whether the respondent has an established conflict minerals policy; |
|
|
• |
confirmation from suppliers reporting company-wide or product-specific results, where applicable; |
|
|
• |
presence of materials suppliers on either the Responsible Mineral Initiative’s Responsible Minerals Assurances Process “RMAP”-conformant list, active-smelter list, or subsequent “de-listing” from the 2019 RMI active smelter list; |
|
|
• |
research on named company/organization websites and third-party review services for participation in smelting or refining activities; and |
|
|
• |
review of publicly available corporate profile, non-government organization, and media websites. |
The aggregate supplier response rate for 2019 was 80%.
Supplier Data Results
Based on the data obtained from our suppliers and otherwise obtained through the diligence process described above, we believe that the smelters and refiners identified in the RCOI diligence process described above are used to process certain of the necessary conflict minerals contained in products manufactured or contracted to be manufactured by us. While we cannot identify the origin of all of the 3TG in products we manufacture or contract to manufacture, we have reasonably determined that certain materials used in such production originate from two smelters in adjoining countries.
The following table depicts the status of our efforts to determine the smelters and refiners of 3TG in our supply chain for the Reporting Period:
*Note: ‘Active Smelter’ is defined as a 2019 RMI-listed smelter but is not known to be RMAP-conformant.
Risk Mitigation
We will continue to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in our products could benefit armed groups in the DRC or adjoining countries:
|
|
a. |
include a conflict minerals cooperation clause in any new or renewed supplier agreements; |
3
|
|
b. |
engage with suppliers and direct them to training resources to encourage an increase in response rate and improve the content of the survey responses; |
|
|
c. |
engage and encourage any suppliers who are found to be supplying 3TG from sources known or suspected to support conflict in the DRC or any adjoining country, or whose practices may inadvertently allow for sources from the covered countries, to further understand their supply chain and establish an alternative source of 3TG that does not support such conflict; |
|
|
d. |
work with relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance; and |
|
|
e. |
further evaluation of future business with any supplier not taking beneficial action. |
Note Regarding Statements of Future Activities
This Conflict Minerals Report contains forward-looking statements, including statements about future plans to improve due diligence regarding supplier responsiveness and to seek supplier commitments in this regard. Except as may be required by law, we undertake no obligation to update forward-looking statements to reflect future events or circumstances.
These forward-looking statements also involve known and unknown risks, uncertainties, and other factors that could cause actual events to differ materially from our expectations. These forward-looking statements are based on information available as of the date of this Conflict Mineral Report and are based on management’s current views and assumptions.
Such risks and uncertainties include the veracity of information directly or indirectly provided to us by others and expectations regarding future smelter and refiner participation in conflict-free verification regimens.
4
Exhibit A: Smelters and Refiners understood to be known in the Helios supply chain, as of December 31, 2019
|
Gold |
8853 S.p.A. |
ITALY |
|
Gold |
Abington Reldan Metals, LLC |
UNITED STATES OF AMERICA |
|
Gold |
Advanced Chemical Company |
UNITED STATES OF AMERICA |
|
Gold |
African Gold Refinery |
UGANDA |
|
Gold |
Aida Chemical Industries Co., Ltd. |
JAPAN |
|
Gold |
Al Etihad Gold Refinery DMCC |
UNITED ARAB EMIRATES |
|
Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. |
GERMANY |
|
Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
UZBEKISTAN |
|
Gold |
AngloGold Ashanti Corrego do Sitio Mineracao |
BRAZIL |
|
Gold |
Argor-Heraeus S.A. |
SWITZERLAND |
|
Gold |
Asahi Pretec Corp. |
JAPAN |
|
Gold |
Asahi Refining Canada Ltd. |
CANADA |
|
Gold |
Asahi Refining USA Inc. |
UNITED STATES OF AMERICA |
|
Gold |
Asaka Riken Co., Ltd. |
JAPAN |
|
Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TURKEY |
|
Gold |
AU Traders and Refiners |
SOUTH AFRICA |
|
Gold |
Aurubis AG |
GERMANY |
|
Gold |
Bangalore Refinery |
INDIA |
|
Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
PHILIPPINES |
|
Gold |
Boliden AB |
SWEDEN |
|
Gold |
C. Hafner GmbH + Co. KG |
GERMANY |
|
Gold |
Caridad |
MEXICO |
|
Gold |
CCR Refinery - Glencore Canada Corporation |
CANADA |
|
Gold |
Cendres + Metaux S.A. |
SWITZERLAND |
|
Gold |
Chimet S.p.A. |
ITALY |
|
Gold |
Chugai Mining |
JAPAN |
|
Gold |
Daejin Indus Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Daye Non-Ferrous Metals Mining Ltd. |
CHINA |
|
Gold |
Degussa Sonne / Mond Goldhandel GmbH |
GERMANY |
|
Gold |
Dijllah Gold Refinery FZC |
UNITED ARAB EMIRATES |
|
Gold |
DODUCO Contacts and Refining GmbH |
GERMANY |
|
Gold |
Dowa |
JAPAN |
|
Gold |
DS PRETECH Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
DSC (Do Sung Corporation) |
KOREA, REPUBLIC OF |
|
Gold |
Eco-System Recycling Co., Ltd. |
JAPAN |
|
Gold |
Elemetal Refining, LLC |
UNITED STATES OF AMERICA |
|
Gold |
Emirates Gold DMCC |
UNITED ARAB EMIRATES |
|
Gold |
Fidelity Printers and Refiners Ltd. |
ZIMBABWE |
|
Gold |
Fujairah Gold FZC |
UNITED ARAB EMIRATES |
|
Gold |
GCC Gujrat Gold Centre Pvt. Ltd. |
INDIA |
|
Gold |
Geib Refining Corporation |
UNITED STATES OF AMERICA |
|
Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. |
CHINA |
|
Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
CHINA |
|
Gold |
Guangdong Jinding Gold Limited |
CHINA |
5
|
Gujarat Gold Centre |
INDIA |
|
|
Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
CHINA |
|
Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHINA |
|
Gold |
HeeSung Metal Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Heimerle + Meule GmbH |
GERMANY |
|
Gold |
Henan Yuguang Gold & Lead Co., Ltd. |
CHINA |
|
Gold |
Heraeus Metals Hong Kong Ltd. |
CHINA |
|
Gold |
Heraeus Precious Metals GmbH & Co. KG |
GERMANY |
|
Gold |
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
|
Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
CHINA |
|
Gold |
HwaSeong CJ CO., LTD. |
KOREA, REPUBLIC OF |
|
Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CHINA |
|
Gold |
International Precious Metal Refiners |
UNITED ARAB EMIRATES |
|
Gold |
Ishifuku Metal Industry Co., Ltd. |
JAPAN |
|
Gold |
Istanbul Gold Refinery |
TURKEY |
|
Gold |
Italpreziosi |
ITALY |
|
Gold |
Japan Mint |
JAPAN |
|
Gold |
Jiangxi Copper Co., Ltd. |
CHINA |
|
Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant* |
RUSSIAN FEDERATION |
|
Gold |
JSC Uralelectromed |
RUSSIAN FEDERATION |
|
Gold |
JX Nippon Mining & Metals Co., Ltd. |
JAPAN |
|
Gold |
Kaloti Precious Metals |
UNITED ARAB EMIRATES |
|
Gold |
Kazakhmys Smelting LLC |
KAZAKHSTAN |
|
Gold |
Kazzinc |
KAZAKHSTAN |
|
Gold |
Kennecott Utah Copper LLC |
UNITED STATES OF AMERICA |
|
Gold |
KGHM Polska Miedz Spolka Akcyjna |
POLAND |
|
Gold |
Kojima Chemicals Co., Ltd. |
JAPAN |
|
Gold |
Korea Zinc Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Kyrgyzaltyn JSC |
KYRGYZSTAN |
|
Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
RUSSIAN FEDERATION |
|
Gold |
L'azurde Company For Jewelry |
SAUDI ARABIA |
|
Gold |
Lingbao Gold Co., Ltd. |
CHINA |
|
Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHINA |
|
Gold |
L'Orfebre S.A. |
ANDORRA |
|
Gold |
LS-NIKKO Copper Inc. |
KOREA, REPUBLIC OF |
|
Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CHINA |
|
Gold |
Marsam Metals |
BRAZIL |
|
Gold |
Materion |
UNITED STATES OF AMERICA |
|
Gold |
Matsuda Sangyo Co., Ltd. |
JAPAN |
|
Gold |
Metalor Technologies (Hong Kong) Ltd. |
CHINA |
|
Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
SINGAPORE |
|
Gold |
Metalor Technologies (Suzhou) Ltd. |
CHINA |
|
Gold |
Metalor Technologies S.A. |
SWITZERLAND |
|
Gold |
Metalor USA Refining Corporation |
UNITED STATES OF AMERICA |
|
Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. |
MEXICO |
6
|
Mitsubishi Materials Corporation |
JAPAN |
|
|
Gold |
Mitsui Mining and Smelting Co., Ltd. |
JAPAN |
|
Gold |
MMTC-PAMP India Pvt., Ltd. |
INDIA |
|
Gold |
Modeltech Sdn Bhd |
MALAYSIA |
|
Gold |
Morris and Watson |
NEW ZEALAND |
|
Gold |
Moscow Special Alloys Processing Plant |
RUSSIAN FEDERATION |
|
Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. |
TURKEY |
|
Gold |
Navoi Mining and Metallurgical Combinat |
UZBEKISTAN |
|
Gold |
NH Recytech Company |
KOREA, REPUBLIC OF |
|
Gold |
Nihon Material Co., Ltd. |
JAPAN |
|
Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
AUSTRIA |
|
Gold |
Ohura Precious Metal Industry Co., Ltd. |
JAPAN |
|
Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
RUSSIAN FEDERATION |
|
Gold |
OJSC Novosibirsk Refinery |
RUSSIAN FEDERATION |
|
Gold |
PAMP S.A. |
SWITZERLAND |
|
Gold |
Pease & Curren |
UNITED STATES OF AMERICA |
|
Gold |
Penglai Penggang Gold Industry Co., Ltd. |
CHINA |
|
Gold |
Planta Recuperadora de Metales SpA |
CHILE |
|
Gold |
Prioksky Plant of Non-Ferrous Metals |
RUSSIAN FEDERATION |
|
Gold |
PT Aneka Tambang (Persero) Tbk |
INDONESIA |
|
Gold |
PX Precinox S.A. |
SWITZERLAND |
|
Gold |
QG Refining, LLC |
UNITED STATES OF AMERICA |
|
Gold |
Rand Refinery (Pty) Ltd. |
SOUTH AFRICA |
|
Gold |
Refinery of Seemine Gold Co., Ltd. |
CHINA |
|
Gold |
REMONDIS PMR B.V. |
NETHERLANDS |
|
Gold |
Republic Metals Corporation |
UNITED STATES OF AMERICA |
|
Gold |
Royal Canadian Mint |
CANADA |
|
Gold |
SAAMP |
FRANCE |
|
Gold |
Sabin Metal Corp. |
UNITED STATES OF AMERICA |
|
Gold |
Safimet S.p.A |
ITALY |
|
Gold |
SAFINA A.S.* |
CZECH REPUBLIC |
|
Gold |
Sai Refinery |
INDIA |
|
Gold |
Samduck Precious Metals |
KOREA, REPUBLIC OF |
|
Gold |
Samwon Metals Corp. |
KOREA, REPUBLIC OF |
|
Gold |
SAXONIA Edelmetalle GmbH |
GERMANY |
|
Gold |
Schone Edelmetaal B.V. |
NETHERLANDS |
|
Gold |
SEMPSA Joyeria Plateria S.A. |
SPAIN |
|
Gold |
Shandong Humon Smelting Co., Ltd. |
CHINA |
|
Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
CHINA |
|
Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CHINA |
|
Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
CHINA |
|
Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
CHINA |
|
Gold |
Singway Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
|
Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
RUSSIAN FEDERATION |
7
|
Solar Applied Materials Technology Corp. |
TAIWAN, PROVINCE OF CHINA |
|
|
Gold |
State Research Institute Center for Physical Sciences and Technology |
LITHUANIA |
|
Gold |
Sudan Gold Refinery |
SUDAN |
|
Gold |
Sumitomo Metal Mining Co., Ltd. |
JAPAN |
|
Gold |
SungEel HiMetal Co., Ltd. |
KOREA, REPUBLIC OF |
|
Gold |
Super Dragon Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
|
Gold |
T.C.A S.p.A |
ITALY |
|
Gold |
Tanaka Kikinzoku Kogyo K.K. |
JAPAN |
|
Gold |
The Refinery of Shandong Gold Mining Co., Ltd. |
CHINA |
|
Gold |
Tokuriki Honten Co., Ltd. |
JAPAN |
|
Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
CHINA |
|
Gold |
Tony Goetz NV |
BELGIUM |
|
Gold |
TOO Tau-Ken-Altyn |
KAZAKHSTAN |
|
Gold |
Torecom |
KOREA, REPUBLIC OF |
|
Gold |
Umicore Brasil Ltda. |
BRAZIL |
|
Gold |
Umicore Precious Metals Thailand |
THAILAND |
|
Gold |
Umicore S.A. Business Unit Precious Metals Refining |
BELGIUM |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES OF AMERICA |
|
Gold |
Universal Precious Metals Refining Zambia |
ZAMBIA |
|
Gold |
Valcambi S.A. |
SWITZERLAND |
|
Gold |
Western Australian Mint (T/a The Perth Mint) |
AUSTRALIA |
|
Gold |
WIELAND Edelmetalle GmbH |
GERMANY |
|
Gold |
Yamakin Co., Ltd. |
JAPAN |
|
Gold |
Yamamoto Precious Metal Co., Ltd. |
JAPAN |
|
Gold |
Yokohama Metal Co., Ltd. |
JAPAN |
|
Gold |
Yunnan Copper Industry Co., Ltd. |
CHINA |
|
Gold |
Zhongkuang Gold Industry Co., Ltd. |
CHINA |
|
Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CHINA |
|
Tantalum |
Asaka Riken Co., Ltd. |
JAPAN |
|
Tantalum |
Changsha South Tantalum Niobium Co., Ltd. |
CHINA |
|
Tantalum |
D Block Metals, LLC |
UNITED STATES OF AMERICA |
|
Tantalum |
Exotech Inc. |
UNITED STATES OF AMERICA |
|
Tantalum |
F&X Electro-Materials Ltd. |
CHINA |
|
Tantalum |
FIR Metals & Resource Ltd. |
CHINA |
|
Tantalum |
Global Advanced Metals Aizu |
JAPAN |
|
Tantalum |
Global Advanced Metals Boyertown |
UNITED STATES OF AMERICA |
|
Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. |
CHINA |
|
Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. |
CHINA |
|
Tantalum |
H.C. Starck Co., Ltd. |
THAILAND |
|
Tantalum |
H.C. Starck Hermsdorf GmbH |
GERMANY |
|
Tantalum |
H.C. Starck Inc. |
UNITED STATES OF AMERICA |
|
Tantalum |
H.C. Starck Ltd. |
JAPAN |
|
Tantalum |
H.C. Starck Smelting GmbH & Co. KG |
GERMANY |
|
Tantalum |
H.C. Starck Tantalum and Niobium GmbH |
GERMANY |
|
Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
CHINA |
8
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
CHINA |
|
|
Tantalum |
Jiangxi Tuohong New Raw Material |
CHINA |
|
Tantalum |
Jiujiang Janny New Material Co., Ltd. |
CHINA |
|
Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHINA |
|
Tantalum |
Jiujiang Tanbre Co., Ltd. |
CHINA |
|
Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CHINA |
|
Tantalum |
KEMET Blue Metals |
MEXICO |
|
Tantalum |
KEMET Blue Powder |
UNITED STATES OF AMERICA |
|
Tantalum |
LSM Brasil S.A. |
BRAZIL |
|
Tantalum |
Metallurgical Products India Pvt., Ltd. |
INDIA |
|
Tantalum |
Mineracao Taboca S.A. |
BRAZIL |
|
Tantalum |
Mitsui Mining & Smelting |
JAPAN |
|
Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
CHINA |
|
Tantalum |
NPM Silmet AS |
ESTONIA |
|
Tantalum |
Power Resources Ltd. |
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
|
Tantalum |
QuantumClean |
UNITED STATES OF AMERICA |
|
Tantalum |
Resind Industria e Comercio Ltda. |
BRAZIL |
|
Tantalum |
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CHINA |
|
Tantalum |
Solikamsk Magnesium Works OAO |
RUSSIAN FEDERATION |
|
Tantalum |
Taki Chemical Co., Ltd. |
JAPAN |
|
Tantalum |
Telex Metals |
UNITED STATES OF AMERICA |
|
Tantalum |
Ulba Metallurgical Plant JSC |
KAZAKHSTAN |
|
Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. |
CHINA |
|
Tin |
Alpha |
UNITED STATES OF AMERICA |
|
Tin |
An Vinh Joint Stock Mineral Processing Company |
VIETNAM |
|
Tin |
Brand RBT |
INDONESIA |
|
Tin |
Chengfeng Metals Co Pte Ltd |
CHINA |
|
Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CHINA |
|
Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
CHINA |
|
Tin |
China Tin Group Co., Ltd. |
CHINA |
|
Tin |
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA |
|
Tin |
Cooperativa Metalurgica de Rondonia Ltda. |
BRAZIL |
|
Tin |
CV Ayi Jaya |
INDONESIA |
|
Tin |
CV Dua Sekawan |
INDONESIA |
|
Tin |
CV Gita Pesona |
INDONESIA |
|
Tin |
CV Serumpun Sebalai |
INDONESIA |
|
Tin |
CV Tiga Sekawan |
INDONESIA |
|
Tin |
CV United Smelting |
INDONESIA |
|
Tin |
CV Venus Inti Perkasa |
INDONESIA |
|
Tin |
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
CHINA |
|
Tin |
Dowa |
JAPAN |
|
Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VIETNAM |
|
Tin |
EM Vinto |
BOLIVIA (PLURINATIONAL STATE OF) |
9
|
Empresa Metalúrgica Vinto |
BOLIVIA (PLURINATIONAL STATE OF) |
|
|
Tin |
Empressa Nacional de Fundiciones (ENAF) |
BOLIVIA (PLURINATIONAL STATE OF) |
|
Tin |
Estanho de Rondonia S.A. |
BRAZIL |
|
Tin |
Fenix Metals |
POLAND |
|
Tin |
Gejiu Fengming Metallurgy Chemical Plant |
CHINA |
|
Tin |
Gejiu Kai Meng Industry and Trade LLC |
CHINA |
|
Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHINA |
|
Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CHINA |
|
Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
CHINA |
|
Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
CHINA |
|
Tin |
Guanyang Guida Nonferrous Metal Smelting Plant |
CHINA |
|
Tin |
HuiChang Hill Tin Industry Co., Ltd. |
CHINA |
|
Tin |
Huichang Jinshunda Tin Co., Ltd. |
CHINA |
|
Tin |
Jiangxi Ketai Advanced Material Co., Ltd. |
CHINA |
|
Tin |
Jiangxi New Nanshan Technology Ltd. |
CHINA |
|
Tin |
Ma'anshan Weitai Tin Co., Ltd. |
CHINA |
|
Tin |
Magnu's Minerais Metais e Ligas Ltda. |
BRAZIL |
|
Tin |
Malaysia Smelting Corporation (MSC) |
MALAYSIA |
|
Tin |
Melt Metais e Ligas S.A. |
BRAZIL |
|
Tin |
Metallic Resources, Inc. |
UNITED STATES OF AMERICA |
|
Tin |
Metallo Belgium N.V. |
BELGIUM |
|
Tin |
Metallo Chimique |
BELGIUM |
|
Tin |
Metallo Spain S.L.U. |
SPAIN |
|
Tin |
Mineracao Taboca S.A. |
BRAZIL |
|
Tin |
Minsur |
PERU |
|
Tin |
Mitsubishi Materials Corporation |
JAPAN |
|
Tin |
Modeltech Sdn Bhd |
MALAYSIA |
|
Tin |
MSC |
MALAYSIA |
|
Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
VIETNAM |
|
Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
THAILAND |
|
Tin |
O.M. Manufacturing Philippines, Inc. |
PHILIPPINES |
|
Tin |
Operaciones Metalurgical S.A. |
BOLIVIA (PLURINATIONAL STATE OF) |
|
Tin |
Pongpipat Company Limited |
MYANMAR |
|
Tin |
Precious Minerals and Smelting Limited |
INDIA |
|
Tin |
PT Aries Kencana Sejahtera |
INDONESIA |
|
Tin |
PT Artha Cipta Langgeng |
INDONESIA |
|
Tin |
PT ATD Makmur Mandiri Jaya |
INDONESIA |
|
Tin |
PT Babel Inti Perkasa |
INDONESIA |
|
Tin |
PT Bangka Prima Tin |
INDONESIA |
|
Tin |
PT Bangka Serumpun |
INDONESIA |
|
Tin |
PT Bangka Tin Industry |
INDONESIA |
|
Tin |
PT Belitung Industri Sejahtera |
INDONESIA |
|
Tin |
PT Bukit Timah |
INDONESIA |
|
Tin |
PT DS Jaya Abadi |
INDONESIA |
|
Tin |
PT Eunindo Usaha Mandiri |
INDONESIA |
10
|
PT Inti Stania Prima |
INDONESIA |
|
|
Tin |
PT Karimun Mining |
INDONESIA |
|
Tin |
PT Kijang Jaya Mandiri |
INDONESIA |
|
Tin |
PT Koba Tin |
INDONESIA |
|
Tin |
PT Lautan Harmonis Sejahtera |
INDONESIA |
|
Tin |
PT Menara Cipta Mulia |
INDONESIA |
|
Tin |
PT Mitra Stania Prima |
INDONESIA |
|
Tin |
PT Panca Mega Persada |
INDONESIA |
|
Tin |
PT Prima Timah Utama |
INDONESIA |
|
Tin |
PT Rajawali Rimba Perkasa |
INDONESIA |
|
Tin |
PT Refined Bangka Tin |
INDONESIA |
|
Tin |
PT Sariwiguna Binasentosa |
INDONESIA |
|
Tin |
PT Stanindo Inti Perkasa |
INDONESIA |
|
Tin |
PT Sukses Inti Makmur |
INDONESIA |
|
Tin |
PT Sumber Jaya Indah |
INDONESIA |
|
Tin |
PT Timah (Persero) Tbk Kundur |
INDONESIA |
|
Tin |
PT Timah (Persero) Tbk Mentok |
INDONESIA |
|
Tin |
PT Timah Tbk Kundur |
INDONESIA |
|
Tin |
PT Timah Tbk Mentok |
INDONESIA |
|
Tin |
PT Tinindo Inter Nusa |
INDONESIA |
|
Tin |
PT Tommy Utama |
INDONESIA |
|
Tin |
Resind Industria e Comercio Ltda. |
BRAZIL |
|
Tin |
Rui Da Hung |
TAIWAN, PROVINCE OF CHINA |
|
Tin |
Soft Metais Ltda. |
BRAZIL |
|
Tin |
Super Ligas |
BRAZIL |
|
Tin |
Thai Nguyen Mining and Metallurgy Co., Ltd. |
VIET NAM |
|
Tin |
Thaisarco |
THAILAND |
|
Tin |
Tin Technology & Refining |
UNITED STATES OF AMERICA |
|
Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
VIETNAM |
|
Tin |
White Solder Metalurgia e Mineracao Ltda. |
BRAZIL |
|
Tin |
YTCL |
CHINA |
|
Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CHINA |
|
Tin |
Yunnan Tin Company Limited |
CHINA |
|
Tin |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
CHINA |
|
Tin |
Yuntinic Resources |
CHINA |
|
Tungsten |
A.L.M.T. TUNGSTEN Corp. |
JAPAN |
|
Tungsten |
ACL Metais Eireli |
BRAZIL |
|
Tungsten |
Asia Tungsten Products Vietnam Ltd. |
VIETNAM |
|
Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHINA |
|
Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Dayu Weiliang Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Fujian Jinxin Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CHINA |
|
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHINA |
11
|
Ganzhou Seadragon W & Mo Co., Ltd. |
CHINA |
|
|
Tungsten |
Global Tungsten & Powders Corp. |
UNITED STATES OF AMERICA |
|
Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
H.C. Starck Tungsten GmbH |
GERMANY |
|
Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CHINA |
|
Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CHINA |
|
Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. |
CHINA |
|
Tungsten |
Hydrometallurg, JSC |
RUSSIAN FEDERATION |
|
Tungsten |
Japan New Metals Co., Ltd. |
JAPAN |
|
Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CHINA |
|
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Kennametal Fallon |
UNITED STATES OF AMERICA |
|
Tungsten |
Kennametal Huntsville |
UNITED STATES OF AMERICA |
|
Tungsten |
KGETS Co., Ltd. |
KOREA, REPUBLIC OF |
|
Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Masan Tungsten Chemical LLC (MTC) |
VIETNAM |
|
Tungsten |
Moliren Ltd. |
RUSSIAN FEDERATION |
|
Tungsten |
Niagara Refining LLC |
UNITED STATES OF AMERICA |
|
Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
VIETNAM |
|
Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
PHILIPPINES |
|
Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City |
CHINA |
|
Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. |
VIETNAM |
|
Tungsten |
Unecha Refractory metals plant |
RUSSIAN FEDERATION |
|
Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VIETNAM |
|
Tungsten |
Wolfram Bergbau und Hutten AG |
AUSTRIA |
|
Tungsten |
Woltech Korea Co., Ltd. |
KOREA, REPUBLIC OF |
|
Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
CHINA |
|
Tungsten |
Xiamen Tungsten Co., Ltd. |
CHINA |
|
Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
CHINA |
|
Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHINA |
*Note: US Treasury sanctions were imposed upon these parties April 6, 2018, which is covered in this disclosure reporting period. Purchases are not made from these parties directly by or without the involvement of a Helios entity.
12
